Everyday Technology Posing New Compliance Risks?
The growth and reliance on technology in the financial realm in recent years has opened new doors for financial service enterprises across the globe to promote better, more efficient practices,…
The growth and reliance on technology in the financial realm in recent years has opened new doors for financial service enterprises across the globe to promote better, more efficient practices,…
The United States has let it be known that the time is now to take a stand against growing issues that have directly impacted both the financial services sector and…
The Effect of Data Protection Regulation on European FI’s Last week, Global RADAR featured a story on the passing of the Money Laundering, Terrorist Financing and Transfer of Funds Regulations…
America’s Riskiest Job: Compliance Officer? Ever had a minor slip-up on the job and laughed it off with coworkers a couple of days later? Probably. Now think about the possibility…
Proxy Betting Epidemic in S.E. Asia A recent trend has recently emerged in much of Southeast Asia that has many financial watchdogs and activists scrambling to stop what has the…
De-Risking’s Impact on AML Compliance As anti-money laundering (AML) requirements have increased in scale and intensity over the past several years, remaining compliant has become a daunting task, and one…
Identifying Anonymous Ownership: Now or Never With the “national disgrace” that is the Global Laundromat scandal causing a stir in the United Kingdom (see Weekly Roundup for more information), a…
U.S. Banks: The Fight Against Current AML Rules In 2017, financial institutions around the world continue to work hard to fight financial crime, corruption, and fraud at the international level.…
Mirror Trading – Facilitating Money Laundering Mirror trading has made international headlines recently, as “Deutsche Bank (DB) AG was fined $629 million by U.K. and U.S. authorities for compliance failures…
Tackling Money Laundering with Artificial Intelligence The Compliance Department’s of seemingly every financial institution across the globe are now faced with far greater regulatory responsibility in 2017 than they have…