Compliance Workflow Automation The largest BSA fines of the past decade trace back to workflow failures, not to missing data. The 2018 US Bancorp 613 million dollar resolution cited the bank’s deliberate cap on transaction-monitoring alerts. The 2024 TD Bank 3.09 billion dollar resolution cited approximately 18.3 trillion dollars of customer activity that went unmonitored […]
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Risk-based supervision became statutory with the AML Act of 2020 and shifted again in 2024 and 2025. The Global RADAR Annual Compliance Review tracks how supervisory expectations evolved from 2017 through 2025.
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Compliance Document Management for AML and KYC Programs The 2018 Customer Due Diligence rule effective date was the first time most US financial institutions had to defend a structured, timestamped, audit-ready document trail at examination. Every customer onboarding from May 11, 2018 forward had to show beneficial ownership certification, ID verification documentation, and risk-assessment evidence […]
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